Mike has over 20 years of experience in securities and
financial services. He was previously a Financial Advisor with
Ameriprise Financial Inc., and prides himself on managing his
clients’ portfolios to help them work toward meeting their
financial goals. Prior to becoming a Financial Advisor, Mike
was an Operations Manager for Ameriprise, and supervised a
team that supported a group of financial advisors.
- Series 7 - General Securities Representative
- Series 63 - Uniform Securities State Law
- Series 65 - Uniform Investment Advisor Law
- CA Insurance License: #0H14194
Series 7 and 63 registrations held with Securities America, Inc. Series 65 registration held with PFG Advisors.
California Polytechnic State University – Bachelor of Arts
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