Broker Check

Key Point Financial Services

(408) 731-4298

Michael Toy

Michael Toy

Financial Advisor

About


Mike has over 20 years of experience in securities and
financial services. He was previously a Financial Advisor with
Ameriprise Financial Inc., and prides himself on managing his
clients’ portfolios to help them work toward meeting their
financial goals. Prior to becoming a Financial Advisor, Mike
was an Operations Manager for Ameriprise, and supervised a
team that supported a group of financial advisors.


Licenses

  • Series 7 - General Securities Representative
  • Series 63 - Uniform Securities State Law
  • Series 65 - Uniform Investment Advisor Law
  • CA Insurance License: #0H14194

Series 7 and 63 registrations held with Securities America, Inc. Series 65 registration held with PFG Advisors.


Education

California Polytechnic State University – Bachelor of Arts

Check the background of this investment professional on FINRA's BrokerCheck.